SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Gao Yida

(Last) (First) (Middle)
C/O AURORA TECHNOLOGY ACQUISITION CORP.
4 EMBARCADERO CENTER, SUITE 1449

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/07/2022
3. Issuer Name and Ticker or Trading Symbol
Aurora Technology Acquisition Corp. [ ATAK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Ordinary Shares (1) (1) Class A Ordinary Shares 5,750,000 (1) I Via ATAC Sponsor LLC(2)
Explanation of Responses:
1. The Class B ordinary shares are convertible into the Issuer's Class A ordinary shares, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-261753), as amended (the "Registration Statement"). The Class B ordinary shares beneficially owned by ATAC Sponsor LLC (the "Sponsor") include up to 750,000 shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option to purchase additional units is exercised in connection with the Issuer's initial public offering, as described in the Registration Statement.
2. The securities are held directly by the Sponsor and indirectly by Zachary Wang, Cathryn Chen and Yida Gao as managers of ATAC Manager LLC, managing member of the Sponsor.
Remarks:
/s/ Yida Gao 02/07/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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